-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IbWGORAQrYaFhKhl01ZYGccPrGBuqOSW6Pc+PqIGUtVy9Hga9nqzm2/2Mw6cI2Dc BhVJ3LKy9Hy9XKN34cXy9A== 0000357173-98-000003.txt : 19980202 0000357173-98-000003.hdr.sgml : 19980202 ACCESSION NUMBER: 0000357173-98-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980130 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OLD SECOND BANCORP INC CENTRAL INDEX KEY: 0000357173 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363143493 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-33870 FILM NUMBER: 98517639 BUSINESS ADDRESS: STREET 1: 37 S RIVER ST CITY: AURORA STATE: IL ZIP: 60507 BUSINESS PHONE: 7088920202 MAIL ADDRESS: STREET 1: 37 SOUTH RIVER STREET CITY: AURORA STATE: IL ZIP: 60507 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OLD SECOND BANCORP INC CENTRAL INDEX KEY: 0000357173 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363143493 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 37 S RIVER ST CITY: AURORA STATE: IL ZIP: 60507 BUSINESS PHONE: 7088920202 MAIL ADDRESS: STREET 1: 37 SOUTH RIVER STREET CITY: AURORA STATE: IL ZIP: 60507 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Old Second Bancorp, Inc. (Name of Insurer) Common Stock (Title of Class of Securities) 680-277-10-0 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 680-277-10-0 13G Page 2 of 5 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Old Second National Bank of Aurora 36-1577458 2 Check the Appropriate Box if a Member of A Group* (a)/_/ (b)/_/ 3 SEC USE ONLY 4 Citizenship or Place of Organization A National Bank Association, organized under the laws of the United States of America Number of Shares Beneficially Owned By Each Reporting Person With 5 Sole Voting Power 201,697 6 Shared Voting Power None 7 Sole Dispositive Power 134,736 8 Shared Dispositive Power 229,916 9 Aggregate Amount Beneficially Owned By Each Reporting Person 248,630 10 Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* 11 Percent of Class Represented By Amount In Row 9 8.15% 12 Type of Reporting Person* BK Item 1(a). Name of Issuer Old Second Bancorp, Inc. Item 1(b). Address of Issuer's Principal Executive Offices 37 S. River St., Aurora, Il. 60507 Item 2(a). Name of Person Filing The Old Second National Bank of Aurora Item 2(b). Address of Principal Business Office 37 S. River St., Aurora, Il. 60507 Item 2(c). Citizenship A National Banking association organized under the laws of the United States. Item 2(d). Title of Class of Securities Common Stock no par value Item 2(e). Cusip Number 680 277-10-0 Item 3. Eligibility to File Schedule 13-G Bank as defined in section 3 (a) (6) of the Act Item 4. Ownership (a) Amount Beneficially Owned 248,630 (b) Percent of Class 8.15% (c) Number of shares as to which such person has (i) Sole power to vote or to direct the vote - 201,697 (ii) Shared power to vote or to direct the vote None Page 3 of 5 (iii) Sole power to dispose or to direct the disposition of - 134,736 (iv) Shared power to dispose or to direct the disposition of 229,916 Item 5. Ownership of Five Percent or less of a Class Not Applicable. Item 6. Ownership of more than Five Percent on Behalf of Another Person. A participant of Old Second's Profit Sharing Plan and Trust can direct the trustee of the Profit Sharing Plan and Trust to purchase shares of Old Second Bancorp, Inc. Common Stock. The Plan owns 248,630 (8.15%) of the total Old Second Bancorp, Inc. stock. Item 7. Identification and Classification of the Subsidiary which acquired the security being reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of the members of the group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Page 4 of 5 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ------------------------------------------------- Date /s/ Ronald J. Carlson _________________________________________________ Signature Ronald J. Carlson, Vice President and CFO ------------------------------------------------- Name/Title Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----